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Guo, Yi (SFC:AXB625) 郭翼 Hong Kong SFC License Details (ID 96873)
Guo, Yi (SFC:AXB625) 郭翼
SFC ID:
AXB625
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2011-08-23
2012-05-19
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED
Rep
Advising on securities
2011-05-04
2011-05-31