Personnel Hong Kong SFC License Details (ID 96876)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2024-11-25	-
	Rep	Dealing in securities	2019-05-22	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2011-06-30	2018-01-26
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2009-02-16	2011-04-09
	Rep	Dealing in securities	2004-09-13	2008-12-17