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Personnel Hong Kong SFC License Details (ID 96894)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2019-09-16
2019-09-19
Rep
Advising on securities
2017-12-11
2017-12-15
Rep
Advising on securities
2010-03-01
2016-03-19