Personnel Hong Kong SFC License Details (ID 96911)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2011-04-06	2012-08-01
Morgan Stanley Asia Limited	Rep	Dealing in securities	2008-06-10	2010-11-01
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2008-06-10	2010-11-01