Personnel Hong Kong SFC License Details (ID 96935)

Personnel Hong Kong SFC License Details (ID 96935)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Athos Capital Limited	Rep	Asset management	2024-12-17	-
UBS Asset Management (Hong Kong) Limited	RO	Advising on securities	2017-03-14	2019-12-19
	RO	Asset management	2017-03-14	2019-12-19
	RO	Dealing in futures contracts	2017-03-14	2019-12-19
	RO	Dealing in securities	2017-03-14	2019-12-19
	Rep	Dealing in securities	2013-04-10	2017-03-14
	Rep	Dealing in futures contracts	2013-02-01	2017-03-14
	Rep	Advising on securities	2012-03-19	2017-03-14
	Rep	Asset management	2012-03-19	2017-03-14
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2011-06-09	2012-03-19
	Rep	Dealing in securities	2011-06-09	2012-03-19
Point72 Hong Kong Limited	Rep	Asset management	2010-07-02	2011-04-18
SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2007-03-16	2008-12-05