| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2016-12-19 | - |
| Rep | Dealing in securities | 2016-12-19 | - | |
| Rep | Providing automated trading services | 2011-11-25 | 2016-12-18 | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-29 | - |
| Rep | Dealing in securities | 2003-04-01 | - | |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-03-24 | |
| Rep | Advising on securities | 2003-04-01 | 2005-03-24 | |
| Rep | Asset management | 2003-04-01 | 2005-03-24 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-03-24 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-24 | |
| Rep | Asset management | 2003-04-01 | 2005-03-24 | |
| Rep | Dealing in securities | 2003-04-01 | 2016-12-18 |
No HKMA registrations in the collected records.