Personnel Hong Kong SFC License Details (ID 96944)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2016-12-19	2022-06-30
	Rep	Dealing in securities	2016-12-19	2022-06-30
	Rep	Providing automated trading services	2011-11-25	2016-12-18
	Rep	Dealing in securities	2006-12-14	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2006-07-24	2022-06-30
	Rep	Dealing in securities	2006-07-24	2022-06-30