Lam, Ka Lai (SFC:AUT719) 林嘉麗

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-12-19	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2010-03-01	-
	Rep	Dealing in securities	2010-03-01	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-03-01	2016-12-18

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-12-19	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2010-03-01	-
	Rep	Dealing in securities	2010-03-01	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-03-01	2016-12-18