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Lane, David Adrian Hong Kong SFC License Details (ID 96949)
Lane, David Adrian
SFC ID:
AUX153
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2014-04-23
2016-05-20
Rep
Advising on securities
2010-03-25
2014-04-23