Personnel Hong Kong SFC License Details (ID 96950)

Personnel Hong Kong SFC License Details (ID 96950)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Asset Management (Hong Kong) Limited	RO	Dealing in securities	2014-11-26	2015-12-02
	Rep	Dealing in securities	2013-06-11	2014-11-26
	Rep	Advising on securities	2013-06-11	2015-12-02
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2010-08-23	2013-01-23
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2007-12-10	2009-07-17
	Rep	Asset management	2007-12-10	2009-07-17
	Rep	Dealing in securities	2007-12-10	2009-07-17
VALUE PARTNERS LIMITED	Rep	Advising on securities	2007-06-04	2009-07-17
	Rep	Asset management	2007-06-04	2009-07-17
	Rep	Dealing in securities	2007-06-04	2009-07-17
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2003-12-16	2006-10-07