Personnel Hong Kong SFC License Details (ID 96962)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2020-06-22	-
UBS Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-01-16	2020-05-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2018-01-16	2020-05-18
	Rep	Advising on securities	2010-02-26	2018-01-16