Personnel Hong Kong SFC License Details (ID 96965)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2025-11-11	2025-11-15
	Rep	Dealing in securities	2025-05-23	2025-05-30
	Rep	Dealing in securities	2024-11-15	2024-11-20
	Rep	Dealing in securities	2024-08-23	2024-08-28
	Rep	Dealing in securities	2024-05-24	2024-05-30
	Rep	Dealing in securities	2010-09-06	2021-10-13