| HBS (Hong Kong) Limited | RO | Advising on securities | 2021-03-09 | 2023-09-01 |
| RO | Dealing in securities | 2021-03-09 | 2023-09-01 |
| HashKey Capital Limited | Rep | Asset management | 2020-04-24 | 2023-09-01 |
| Admiralty Harbour Capital Limited | Rep | Advising on securities | 2019-01-24 | 2020-03-05 |
| Rep | Dealing in securities | 2019-01-24 | 2020-03-05 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2016-12-19 | 2018-07-25 |
| Rep | Dealing in futures contracts | 2016-12-19 | 2018-07-25 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-06-20 | 2016-12-18 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2011-11-25 | 2018-07-25 |
| RO | Dealing in securities | 2011-11-25 | 2018-07-25 |
| Rep | Dealing in futures contracts | 2007-01-08 | 2011-11-25 |
| Rep | Dealing in securities | 2007-01-08 | 2011-11-25 |