Personnel Hong Kong SFC License Details (ID 96974)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
oOo Securities (HK) Group Limited	Rep	Advising on corporate finance	2016-11-01	2020-01-31
	Rep	Advising on securities	2016-10-13	2020-01-31
	Rep	Dealing in securities	2016-10-13	2020-01-31
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-07-19	2016-10-03
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2007-03-05	2009-09-03
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-04-11	2007-02-07