Personnel Hong Kong SFC License Details (ID 96979)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-08-20	2016-03-16
	Rep	Dealing in securities	2008-08-20	2016-03-16
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2008-08-20	2016-03-16
SG SECURITIES (HK) LIMITED	Rep	Advising on securities	-	2003-12-16
	Rep	Asset management	-	2003-12-16
	Rep	Advising on corporate finance	-	2004-09-01
	Rep	Providing automated trading services	-	2004-09-01
	Rep	Dealing in securities	-	2005-07-13