Li, Jing (SFC:AOV618) 李菁

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	RO	Dealing in futures contracts	2022-03-17	-
UBS SECURITIES HONG KONG LIMITED	RO	Dealing in futures contracts	2022-03-17	-
UBS SECURITIES ASIA LIMITED	RO	Dealing in securities	2018-08-14	-
UBS SECURITIES HONG KONG LIMITED	RO	Providing automated trading services	2018-08-14	-
	RO	Dealing in securities	2018-08-14	-
	Rep	Providing automated trading services	2017-12-18	2018-08-14
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2017-02-23	2018-08-14
	Rep	Dealing in futures contracts	2017-02-23	2022-03-17
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2017-02-23	2018-08-14
	Rep	Dealing in futures contracts	2017-02-23	2022-03-17
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-01-20	2017-02-10
	Rep	Dealing in securities	2017-01-20	2017-02-10
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2017-01-20	2017-02-10
	Rep	Dealing in securities	2017-01-20	2017-02-10
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-11-10	2016-11-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-11-10	2016-11-18
	Rep	Dealing in securities	2016-11-10	2016-11-18
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-11-10	2016-11-18
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-09-15	2016-09-23
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-09-15	2016-09-23
	Rep	Dealing in securities	2016-09-15	2016-09-23
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-09-15	2016-09-23
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-08-30	2016-09-02
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-08-30	2016-09-02
	Rep	Dealing in securities	2016-08-30	2016-09-02
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-08-30	2016-09-02
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-08-05	2016-08-12
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-08-05	2016-08-12
	Rep	Dealing in securities	2016-08-05	2016-08-12
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-08-05	2016-08-12
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-06-29	2016-07-05
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-06-29	2016-07-05
	Rep	Dealing in securities	2016-06-29	2016-07-05
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-06-29	2016-07-05
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-05-24	2016-05-30
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-05-24	2016-05-30
	Rep	Dealing in securities	2016-05-24	2016-05-30
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-05-24	2016-05-30
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-03-10	2016-03-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-03-10	2016-03-18
	Rep	Dealing in securities	2016-03-10	2016-03-18
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-03-10	2016-03-18
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-01-22	2016-01-29
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2016-01-22	2016-01-29
	Rep	Dealing in securities	2016-01-22	2016-01-29
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-01-22	2016-01-29
	Rep	Providing automated trading services	2011-10-14	2012-12-22
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-05-08	2012-12-22
	Rep	Dealing in securities	2007-05-08	2012-12-22
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-05-08	2012-12-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.