| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BROOKE CAPITAL LIMITED | RO | Asset management | 2013-08-01 | - |
| Rep | Asset management | 2012-10-09 | 2013-08-01 | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-07-05 | 2012-08-02 |
| Rep | Dealing in securities | 2010-07-05 | 2012-08-02 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2008-04-28 | 2010-06-18 |
| Rep | Asset management | 2008-04-28 | 2010-06-18 | |
| Rep | Dealing in securities | 2008-04-28 | 2010-06-18 | |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-11 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-11 | |
| Rep | Providing automated trading services | 2003-04-01 | 2008-01-28 | |
| Rep | Dealing in securities | 2003-04-01 | 2008-01-28 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2003-04-01 | 2008-01-28 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2008-01-28 |
No HKMA registrations in the collected records.