Webb-site Legacy
En
Home
Liu, Kai Wa 廖啟華 SFC Licences and HKMA Registrations (ID 96997)
Liu, Kai Wa 廖啟華
SFC ID:
AXL351
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2011-06-17
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.