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McDougall, Kathleen Martha Hong Kong SFC License Details (ID 97013)
McDougall, Kathleen Martha
SFC ID:
AVD132
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2010-10-28
2018-05-23
Rep
Advising on securities
2010-05-14
2010-05-24