Personnel Hong Kong SFC License Details (ID 97014)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Barrenjoey Asia Limited	Rep	Advising on securities	2025-01-14	2025-01-16
	Rep	Dealing in securities	2025-01-14	2025-01-16
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2019-08-30	2019-09-06
	Rep	Dealing in securities	2018-03-01	2018-03-09
	Rep	Dealing in securities	2017-11-02	2017-11-10
	Rep	Dealing in securities	2017-06-01	2017-06-07
	Rep	Dealing in securities	2010-09-07	2014-11-20