| UBS SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2024-11-07 | - |
| UBS SECURITIES HONG KONG LIMITED | RO | Dealing in futures contracts | 2024-11-07 | - |
| UBS SECURITIES ASIA LIMITED | RO | Dealing in securities | 2019-11-28 | - |
| UBS SECURITIES HONG KONG LIMITED | RO | Providing automated trading services | 2019-11-28 | - |
| RO | Dealing in securities | 2019-11-28 | - |
| Rep | Providing automated trading services | 2016-12-19 | 2019-11-28 |
| Rep | Dealing in securities | 2016-12-19 | 2019-11-28 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2016-11-30 | 2024-11-07 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2011-12-09 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-03-26 | 2019-11-28 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-03-26 | 2016-12-18 |