| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | - |
| Rep | Dealing in securities | 2016-12-19 | - | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-03-05 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-09-16 | - |
| Rep | Dealing in securities | 2013-09-16 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-09-16 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-07-29 | 2011-09-09 |
| Rep | Dealing in securities | 2011-07-29 | 2011-09-09 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-07-29 | 2011-09-09 |
No HKMA registrations in the collected records.