Personnel Hong Kong SFC License Details (ID 97041)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2013-07-16	2017-12-06
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2011-09-12	2013-04-17
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2011-07-13
	Rep	Dealing in securities	2008-10-10	2011-07-13
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2006-08-09	2008-09-29
	Rep	Dealing in securities	2006-08-09	2008-09-29