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Pani, Rita Hong Kong SFC License Details (ID 97060)
Pani, Rita
SFC ID:
AVI807
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in futures contracts
2011-05-17
2014-04-11
Rep
Dealing in securities
2011-05-17
2014-04-11
MACQUARIE CAPITAL LIMITED
Rep
Dealing in securities
2010-06-21
2010-09-15