Peng, Yanyan 彭燕燕

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2010-08-02	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-10	2010-06-24
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-06-08	2008-09-29
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2004-08-25	2006-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2010-08-02	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-10	2010-06-24
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-06-08	2008-09-29
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2004-08-25	2006-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.