Personnel Hong Kong SFC License Details (ID 97076)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-06-05	2017-07-15
	Rep	Dealing in securities	2004-08-30	2017-07-15
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-11-07
	Rep	Asset management	-	2003-11-07
	Rep	Advising on securities	-	2004-07-30
	Rep	Dealing in securities	-	2004-07-30