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Roberts, Jonathan Neal Hong Kong SFC License Details (ID 97086)
Roberts, Jonathan Neal
SFC ID:
AWS981
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2015-10-19
2015-10-23
Rep
Dealing in securities
2011-02-02
2014-03-11