| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2017-05-20 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-07-11 | 2017-05-20 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-07-11 | 2016-10-10 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-05-05 | 2013-03-23 |
| Rep | Dealing in securities | 2010-05-05 | 2013-03-23 |
| Rep | Dealing in futures contracts | 2008-06-05 | 2010-04-09 |
| Rep | Asset management | - | 2005-02-04 |
| Rep | Advising on corporate finance | - | 2005-03-24 |
| Rep | Advising on securities | - | 2005-03-24 |
| Rep | Dealing in securities | - | 2010-04-09 |