Personnel Hong Kong SFC License Details (ID 97089)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2026-07-17	2026-07-22
	Rep	Dealing in securities	2024-10-04	2024-10-13
	Rep	Dealing in securities	2018-03-08	2018-03-14
	Rep	Dealing in securities	2017-05-08	2017-05-13
	Rep	Dealing in securities	2016-09-14	2016-09-21
	Rep	Dealing in futures contracts	2009-07-22	2016-05-24
	Rep	Dealing in securities	2009-07-22	2016-05-24