| UBS Asset Management (Hong Kong) Limited | RO | Asset management | 2013-09-05 | 2017-01-12 |
| RO | Dealing in futures contracts | 2013-09-05 | 2017-01-12 |
| RO | Dealing in securities | 2013-09-05 | 2017-01-12 |
| Rep | Dealing in securities | 2013-04-10 | 2013-09-05 |
| Rep | Dealing in futures contracts | 2013-02-01 | 2013-09-05 |
| Rep | Asset management | 2012-04-13 | 2013-09-05 |
| Rep | Advising on securities | 2012-04-13 | 2017-01-12 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-08-12 | 2012-04-13 |
| RO | Dealing in securities | 2006-06-20 | 2008-08-12 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2005-03-31 | 2012-04-13 |
| Rep | Advising on corporate finance | - | 2005-03-07 |
| Rep | Advising on securities | - | 2005-03-07 |
| Rep | Asset management | - | 2005-03-07 |
| Rep | Dealing in securities | - | 2012-04-13 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | - | 2005-03-07 |
| Rep | Advising on securities | - | 2005-03-07 |
| Rep | Asset management | - | 2005-03-07 |
| Rep | Dealing in securities | - | 2005-03-07 |