Personnel Hong Kong SFC License Details (ID 97099)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS DERIVATIVES HONG KONG LIMITED	RO	Dealing in futures contracts	2013-08-22	2016-06-25
	Rep	Dealing in futures contracts	2012-11-27	2013-08-22
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2012-11-27	2016-06-25
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2012-11-27	2016-06-25
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2009-09-16	2016-06-25