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Smithie, Nicholas Dearden Hong Kong SFC License Details (ID 97112)
Smithie, Nicholas Dearden
SFC ID:
AVY578
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2010-09-29
2013-09-22