Sui, Voon Keat Kenneth 許文杰

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2016-12-19	-
	Rep	Dealing in securities	2016-12-19	-
	Rep	Providing automated trading services	2011-11-25	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-07-16	-
	Rep	Dealing in securities	2007-07-16	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-07-16	2016-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2016-12-19	-
	Rep	Dealing in securities	2016-12-19	-
	Rep	Providing automated trading services	2011-11-25	2016-12-18
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-07-16	-
	Rep	Dealing in securities	2007-07-16	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-07-16	2016-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.