| dLab Asset Management Limited | RO | Advising on securities | 2021-05-26 | - |
| RO | Asset management | 2021-05-26 | - |
| Rep | Advising on securities | 2021-04-20 | 2021-05-26 |
| HBS (Hong Kong) Limited | RO | Advising on securities | 2020-12-17 | 2021-03-18 |
| RO | Dealing in securities | 2020-12-17 | 2021-03-18 |
| UBS SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2018-05-18 | 2018-06-29 |
| RO | Dealing in securities | 2018-05-18 | 2018-06-29 |
| Rep | Dealing in futures contracts | 2017-06-01 | 2018-05-18 |
| Rep | Dealing in securities | 2017-06-01 | 2018-05-18 |
| Rep | Dealing in futures contracts | 2017-04-21 | 2017-04-28 |
| Rep | Dealing in securities | 2017-04-21 | 2017-04-28 |
| Rep | Dealing in futures contracts | 2017-02-13 | 2017-02-17 |
| Rep | Dealing in securities | 2017-02-13 | 2017-02-17 |
| Rep | Dealing in futures contracts | 2017-01-10 | 2017-01-13 |
| Rep | Dealing in securities | 2017-01-10 | 2017-01-13 |
| Rep | Dealing in futures contracts | 2016-11-21 | 2016-11-26 |
| Rep | Dealing in securities | 2016-11-21 | 2016-11-26 |
| Rep | Dealing in futures contracts | 2016-09-14 | 2016-09-24 |
| Rep | Dealing in securities | 2016-09-14 | 2016-09-24 |
| Rep | Dealing in futures contracts | 2011-06-01 | 2016-05-20 |
| Rep | Dealing in securities | 2011-06-01 | 2016-05-20 |