Personnel Hong Kong SFC License Details (ID 97135)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2010-11-19	2019-03-26
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2008-06-06	2009-06-16
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2004-02-26	2004-03-31