Personnel Hong Kong SFC License Details (ID 97164)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2018-01-29	2018-02-03
	Rep	Dealing in securities	2015-04-17	2015-04-24
	Rep	Dealing in futures contracts	2010-11-15	2014-11-20
	Rep	Dealing in securities	2010-11-15	2014-11-20