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Um, Maynard J Hong Kong SFC License Details (ID 97168)
Um, Maynard J
SFC ID:
AXW559
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
MACQUARIE CAPITAL LIMITED
Rep
Advising on securities
2018-11-30
2019-10-30
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2011-08-23
2012-04-03