Personnel Hong Kong SFC License Details (ID 97173)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2025-10-28	2025-10-31
	Rep	Dealing in securities	2025-05-23	2025-05-30
	Rep	Dealing in securities	2024-10-30	2024-11-01
	Rep	Dealing in futures contracts	2010-07-19	2016-06-13
	Rep	Dealing in securities	2010-07-19	2016-06-13