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Wan, Xing (SFC:AXQ294) 万星 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 97174)

Wan, Xing (SFC:AXQ294) 万星

SFC ID:AXQ294

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC fines Ms Wan Xing of UBS HK$200k

SFC, 01-Mar-2016

Ms Wan told her clients they could sell the new BYD shares 2 days before the placing was due to complete, but they shouldn't have, because the placing might not have completed. In the end it did though.

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