| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | Advising on futures contracts | 2025-09-24 | - |
| RO | Advising on securities | 2025-09-24 | - | |
| Rep | Advising on futures contracts | 2025-07-14 | 2025-09-24 | |
| Rep | Advising on securities | 2025-07-14 | 2025-09-24 | |
| Credit Suisse (Hong Kong) Limited | RO | Advising on futures contracts | 2022-04-19 | 2023-11-17 |
| Rep | Advising on futures contracts | 2020-05-20 | 2022-04-19 | |
| RO | Advising on securities | 2019-12-13 | 2023-11-17 | |
| Rep | Advising on securities | 2019-10-16 | 2019-12-13 | |
| UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-08-12 | 2019-06-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-07-24 | 2004-08-06 |
| Rep | Dealing in securities | 2004-07-24 | 2004-08-06 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-27 |
| Rep | Asset management | 2003-04-01 | 2004-02-27 | |
| Rep | Advising on securities | 2003-04-01 | 2004-07-14 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-07-14 |
No HKMA registrations in the collected records.