Williams, Christopher James (SFC:ATE599)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Barrenjoey Asia Limited	RO	Advising on securities	2025-03-13	-
	RO	Dealing in securities	2025-03-13	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2016-03-01	2019-05-31
	Rep	Advising on securities	2009-06-30	2016-03-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Barrenjoey Asia Limited	RO	Advising on securities	2025-03-13	-
	RO	Dealing in securities	2025-03-13	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2016-03-01	2019-05-31
	Rep	Advising on securities	2009-06-30	2016-03-01