Personnel Hong Kong SFC License Details (ID 97188)

Personnel Hong Kong SFC License Details (ID 97188)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-02-27	2018-06-09
	Rep	Advising on securities	2018-01-29	2018-02-02
	Rep	Advising on securities	2017-09-21	2017-09-26
	Rep	Advising on securities	2017-06-02	2017-06-09
	Rep	Advising on securities	2016-11-28	2016-12-02
	Rep	Advising on securities	2016-03-21	2016-03-22
	Rep	Advising on securities	2016-02-25	2016-03-02
Hillhouse Investment Management Limited	Rep	Asset management	2013-10-22	2015-08-14
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-06-20	2013-08-01