Webb-site Legacy

Woo, Yik Yuen 胡翊遠

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2018-05-07	-
	RO	Providing automated trading services	2016-12-19	-
	RO	Dealing in securities	2016-12-19	-
UBS SECURITIES ASIA LIMITED	RO	Dealing in securities	2015-08-07	-
UBS SECURITIES HONG KONG LIMITED	RO	Providing automated trading services	2015-08-07	2016-12-18
	RO	Dealing in securities	2015-08-07	2016-12-18
	Rep	Providing automated trading services	2011-10-13	2015-08-07
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-06-20	-
	Rep	Dealing in securities	2007-06-20	2015-08-07
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-06-20	2015-08-07
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2006-04-20	2007-05-09
	Rep	Dealing in securities	2006-04-20	2007-05-09
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2006-04-20	2007-05-09
	Rep	Dealing in futures contracts	2006-04-20	2007-05-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.