Personnel Hong Kong SFC License Details (ID 97194)

Personnel Hong Kong SFC License Details (ID 97194)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	RO	Advising on securities	2023-10-30	2026-08-18
	RO	Dealing in securities	2023-10-30	2026-08-18
	Rep	Advising on securities	2021-05-20	2023-10-30
	Rep	Dealing in securities	2021-05-20	2023-10-30
DigitalBridge Management Asia Limited	Rep	Asset management	2018-11-12	2021-02-24
ASIA DEBT MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2018-02-12	2018-11-03
UBS Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2013-04-10	2017-08-08
	Rep	Dealing in futures contracts	2013-02-01	2017-08-08
	Rep	Advising on securities	2012-03-19	2017-08-08
	Rep	Asset management	2012-03-19	2017-08-08
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2003-10-14	2012-03-19
	Rep	Dealing in securities	2003-10-14	2012-03-19