Zhou, Mi (SFC:AXL506) 周宓

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Asia Limited	RO	Dealing in securities	2026-09-15	-
	Rep	Dealing in securities	2013-10-07	2026-09-15
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-07-05	2013-06-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citadel Asia Limited	RO	Dealing in securities	2026-09-15	-
	Rep	Dealing in securities	2013-10-07	2026-09-15
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-07-05	2013-06-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.