| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-08-05 | 2019-06-30 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2015-05-20 | 2019-06-30 |
| Rep | Asset management | 2015-05-20 | 2019-06-30 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-20 | 2019-06-30 |
| UIC FINANCIAL ADVISORS LIMITED | RO | Advising on securities | 2010-10-14 | 2014-12-31 |
| Rep | Advising on securities | 2010-07-27 | 2010-10-14 |
| iBest Consultants Limited | Rep | Asset management | 2009-11-20 | 2010-07-14 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-04 | 2010-01-11 |
| iBest Consultants Limited | Rep | Dealing in securities | 2009-04-23 | 2010-07-14 |
| Rep | Advising on securities | 2009-03-19 | 2010-07-14 |
| oOo Securities (HK) Group Limited | Rep | Advising on securities | 2005-04-19 | 2009-03-09 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-09-01 | 2005-02-15 |