| Regan International Securities Limited | RO | Dealing in securities | 2019-04-16 | 2022-11-03 |
| Rep | Dealing in securities | 2019-04-03 | 2019-04-16 |
| Vantage New Generation Securities Limited | RO | Advising on securities | 2018-04-16 | 2019-03-29 |
| RO | Dealing in securities | 2018-04-16 | 2019-03-29 |
| Rep | Advising on securities | 2018-03-02 | 2018-04-16 |
| Rep | Dealing in securities | 2018-03-02 | 2018-04-16 |
| FRONTIER CAPITAL INVESTMENT LIMITED | RO | Advising on securities | 2017-05-02 | 2017-05-23 |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Asset management | 2017-03-14 | 2017-05-23 |
| RO | Advising on securities | 2016-12-23 | 2017-05-23 |
| RO | Dealing in securities | 2016-12-23 | 2017-05-23 |
| FRONTIER CAPITAL INVESTMENT LIMITED | Rep | Advising on corporate finance | 2016-06-30 | 2016-11-01 |
| RO | Advising on securities | 2015-08-03 | 2016-11-01 |
| RO | Dealing in securities | 2015-08-03 | 2016-11-01 |
| QMIS Asset Management Limited | RO | Advising on securities | 2015-02-27 | 2015-07-24 |
| QMIS Securities Limited | RO | Dealing in securities | 2015-02-27 | 2015-07-24 |
| QMIS Asset Management Limited | Rep | Advising on securities | 2014-11-26 | 2015-02-27 |
| QMIS Securities Limited | Rep | Dealing in securities | 2014-11-26 | 2015-02-27 |
| LT Finance Management Limited | Rep | Advising on futures contracts | 2013-11-25 | 2014-09-01 |
| RO | Advising on securities | 2012-12-10 | 2014-09-01 |
| LT Securities Limited | RO | Dealing in securities | 2012-08-14 | 2014-09-01 |
| Rep | Dealing in securities | 2012-06-22 | 2012-08-14 |
| Rep | Dealing in futures contracts | 2012-06-22 | 2014-09-01 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2011-11-01 | 2012-05-19 |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | 2011-07-18 | 2012-05-19 |
| XinKong International Securities Limited | Rep | Advising on securities | 2011-07-18 | 2012-05-19 |
| Rep | Dealing in securities | 2011-07-18 | 2012-05-19 |
| Hafoo Securities Limited | RO | Dealing in securities | 2011-03-17 | 2011-06-22 |
| WILSON SECURITIES LIMITED | Rep | Advising on securities | 2010-06-02 | 2011-06-22 |
| BWC FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2010-05-27 | 2011-06-22 |
| Hafoo Securities Limited | Rep | Dealing in securities | 2010-01-12 | 2011-03-17 |
| MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED | Rep | Dealing in securities | 2007-03-07 | 2009-12-31 |
| EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-08-22 | 2007-02-22 |
| EVER-LONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-11-18 | 2006-07-26 |