Personnel Hong Kong SFC License Details (ID 97264)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MC Financial Services Limited (HK)	RO	Advising on securities	2026-03-31	-
	RO	Asset management	2026-03-31	-
	RO	Dealing in futures contracts	2026-03-31	-
	RO	Dealing in securities	2026-03-31	-
Linkways Asset Management Limited	Rep	Asset management	2024-10-07	2026-02-14
Linkways Investment Management Limited	RO	Dealing in futures contracts	2023-11-30	2026-02-14
	RO	Dealing in securities	2023-11-30	2026-02-14
MFG Limited (HK)	RO	Dealing in securities	2019-05-31	2023-06-30
	RO	Dealing in futures contracts	2018-08-30	2023-06-30
	Rep	Dealing in futures contracts	2017-08-22	2018-08-30
	Rep	Dealing in securities	2017-08-22	2019-05-31
South China Investment Management Limited	Rep	Asset management	2017-08-03	2017-08-11
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2017-08-03	2017-08-11
Seazen Resources Asset Management Limited	Rep	Asset management	2016-02-16	2017-07-07
	Rep	Dealing in securities	2016-01-22	2017-07-07
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-02-13	2016-01-12
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Dealing in securities	2015-02-13	2016-01-12
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-09-06	2014-12-13
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-09-06	2014-12-13
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-11-18	2013-07-12
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2011-11-18	2013-07-12
UNITED SIMSEN FOREX DEALERS LIMITED	Rep	Leveraged foreign exchange trading	2011-01-04	2011-10-20
XinKong International Securities Limited	Rep	Dealing in futures contracts	2010-11-11	2011-10-20
	Rep	Dealing in securities	2010-11-11	2011-10-20
Rifa Futures Limited	Rep	Dealing in futures contracts	2010-04-01	2010-06-30
Rifa Securities Limited	Rep	Dealing in securities	2010-04-01	2010-06-30
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2008-03-12	2010-03-31
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2008-03-12	2010-03-31
KGI ASIA LIMITED	Rep	Dealing in securities	2008-02-19	2008-02-20
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-02-19	2008-02-20
KGI SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-02-19	2008-02-20
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-08-09	2008-02-01
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-08-01	2008-02-01
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2006-01-23	2007-04-30
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2006-01-23	2007-04-30
OnePlatform Asset Management Limited	Rep	Advising on securities	2005-06-27	2005-10-28
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2004-10-25	2004-12-03
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2004-06-24	2004-12-03
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2004-03-01	2004-12-03