| Capital Investments Office Limited | RO | Advising on securities | 2026-09-25 | - |
| RO | Asset management | 2026-09-25 | - |
| Hang Tai Asset Management Limited | RO | Advising on securities | 2023-10-12 | 2025-08-20 |
| RO | Asset management | 2023-10-12 | 2025-08-20 |
| First Quarter Moon Asset Management Limited | RO | Advising on securities | 2023-02-23 | 2023-09-05 |
| RO | Asset management | 2023-02-23 | 2023-09-05 |
| Infinite Capital Limited (HK) | RO | Advising on securities | 2021-07-14 | 2022-02-28 |
| RO | Asset management | 2021-07-14 | 2022-02-28 |
| Innov Harbor Asset Management Limited | RO | Advising on securities | 2019-02-04 | 2021-06-30 |
| RO | Asset management | 2019-02-04 | 2021-06-30 |
| Rep | Advising on securities | 2019-01-10 | 2019-02-04 |
| Rep | Asset management | 2019-01-10 | 2019-02-04 |
| Monmonkey Group Asset Management Limited | RO | Advising on securities | 2018-08-10 | 2018-10-31 |
| RO | Asset management | 2018-08-10 | 2018-10-31 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2014-12-31 | 2016-03-07 |
| Rep | Dealing in securities | 2014-12-31 | 2016-03-07 |
| FORTUNE HILL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2014-05-08 | 2014-11-24 |
| RO | Asset management | 2014-05-08 | 2014-11-24 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2012-04-17 | 2013-05-25 |
| Rep | Asset management | 2012-04-17 | 2013-05-25 |
| Rep | Dealing in securities | 2012-04-17 | 2013-05-25 |
| XinKong International Securities Limited | RO | Advising on securities | 2011-08-04 | 2011-12-09 |
| RO | Dealing in securities | 2011-08-04 | 2011-12-09 |
| Rep | Advising on securities | 2011-03-11 | 2011-08-04 |
| Rep | Dealing in securities | 2011-03-11 | 2011-08-04 |
| Rep | Dealing in futures contracts | 2011-03-11 | 2011-12-09 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-12-14 | 2011-01-23 |
| Rep | Dealing in securities | 2010-12-14 | 2011-01-23 |
| RO | Advising on securities | 2010-07-26 | 2010-12-14 |
| RO | Dealing in securities | 2010-07-26 | 2010-12-14 |
| RHB ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-01-18 | 2011-01-23 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-01-18 | 2011-01-23 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2008-09-09 | 2010-07-26 |
| Rep | Dealing in securities | 2008-09-09 | 2010-07-26 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2007-07-18 | 2008-08-18 |
| Rep | Dealing in securities | 2007-07-18 | 2008-08-18 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-18 | 2008-07-31 |
| Network Financial Services Limited | Rep | Advising on securities | 2003-07-28 | 2004-02-25 |