Chan, Chi Sum (SFC:AMX142) 陳志森

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2015-01-26	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2015-01-26	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2012-08-03	2012-08-25
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2012-08-03	2012-08-25
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-08-03	2012-08-25
XinKong International Securities Limited	Rep	Dealing in futures contracts	2009-11-27	2012-06-30
	Rep	Dealing in securities	2009-11-27	2012-06-30
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2006-01-09	2009-10-25
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2006-01-09	2009-10-25

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2015-01-26	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2015-01-26	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2012-08-03	2012-08-25
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2012-08-03	2012-08-25
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-08-03	2012-08-25
XinKong International Securities Limited	Rep	Dealing in futures contracts	2009-11-27	2012-06-30
	Rep	Dealing in securities	2009-11-27	2012-06-30
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2006-01-09	2009-10-25
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2006-01-09	2009-10-25